CapLaw-2018-14

  • New Reporting Obligations for Securities Dealers and Participants of Swiss Trading Venues

    On 1 January 2018, FINMA’s new circular 2018/2 on the reporting of securities transactions (“FINMA Circular 18/2”) entered into effect. The purpose of FINMA Circular 18/2 is to implement the reporting obligations set out in the Swiss Financial Market Infrastructure Act (“FMIA”) and to further regulate technical aspects of the reporting obligations. Compared to the…

    By

    Patrick Schleiffer

    /

    Patrick Schärli

    Reference:
    Read more: New Reporting Obligations for Securities Dealers and Participants of Swiss Trading Venues