CapLaw-2019-55

  • The New Registration Duty for Client Advisers – An Update on the Final FinSO

    On 6 November 2019, the Federal Council decided that the Financial Services Act (FinSA) would enter into force on 1 January 2020. Subject to a transition regime, the FinSA will introduce a new registration duty for client advisers of Swiss financial service providers not subject to prudential regulation and client advisers of foreign financial institutions….

    By

    Martin Peyer

    Reference:
    Read more: The New Registration Duty for Client Advisers – An Update on the Final FinSO