-
Read more: “What are you, and if so, how many?” – Considerations on Compliance with the new 500-Investor Rule in Practice
“What are you, and if so, how many?” – Considerations on Compliance with the new 500-Investor Rule in Practice
Under the newly enacted Financial Services Act (FinSA), a prospectus is not required if a public offer of securities is directed at less than 500 investors. This article considers the new 500-investor rule from a practical perspective and proposes guidelines for potential offerors who wish to rely on it. By David Weber (Reference: CapLaw-2020-14)
Reference: CapLaw-2020-14
