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CapLaw-2023-23

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  • Blackout Periods & Trading Plans – An Examination of an Underutilized Tool to Prevent Insider Trading
    27 July 2023
    Securities

    Blackout periods are an important, though lightly regulated, component of the insider trading compliance programs of Swiss listed companies. We analyze a number of trends that are inherent to the design of blackout periods in Switzerland. We also examine the use of trading plans, known as “Rule 10b5-1 plans” in the United States, which may…


    By

    Sandro Fehlmann

    /

    Deirdre Ní Annracháin

    Reference: CapLaw-2023-23
    Read more: Blackout Periods & Trading Plans – An Examination of an Underutilized Tool to Prevent Insider Trading

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