Tag Archives: CapLaw-2020-39
Update on Client Adviser Registry and Ombudman’s Offices under the Financial Services Act
On 1 January 2020, the new Financial Services Act entered into effect. Certain of the transition periods are linked to the licensing of new institutions that perform relevant roles under the Financial Services Act. This article provides for an update on the current status and the end of the transition period.
By Benjamin Leisinger (Reference: CapLaw-2020-39)